NOVARTIS A G

CUSIP: 66987V10 Class: SPONSORED ADR

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP's Holding History (CIK: 0001164508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 71,100 Value ($000) $5,614 Avg Close — Range —
Q2 2016
Shares 123,285 Value ($000) $10,172 Avg Close — Range —
Q4 2015
Shares 486,659 Value ($000) $41,872 Avg Close — Range —
Q3 2015
Shares 110,700 Value ($000) $10,886 Avg Close — Range —
Q2 2015
Shares 110,700 Value ($000) $10,886 Avg Close — Range —
Q1 2015
Shares 74,100 Value ($000) $7,307 Avg Close — Range —
Q4 2014
Shares 1,473,725 Value ($000) $136,555 Avg Close — Range —
Q3 2014
Shares 2,624,243 Value ($000) $247,020 Avg Close — Range —
Q2 2014
Shares 266,500 Value ($000) $24,126 Avg Close — Range —
Q4 2013
Shares 33,968 Value ($000) $2,730 Avg Close — Range —
Q3 2013
Shares 260,272 Value ($000) $19,965 Avg Close — Range —
Q2 2013
Shares 946,341 Value ($000) $66,916 Avg Close — Range —